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Other Related Policies and Guidance


Conflict of Commitment


Conflict of Interest


Faculty Consulting


Human Subjects


Industry Relations


Institutional Conflicts of Interest


Physicians Payment Sunshine Act


UCLA Conflict of Interest Task Force Reports


Visiting Scholars and Scientists


Conflict of Commitment

  • UC Policy on Conflict of Commitment and Outside Activities of Faculty Members (APM 025)
  • Conflict of Commitment and Outside Professional Activities (Appendix 19 of the CALL)
  • UC Policy on Health Sciences Compensation Plan (APM 670)
  • Conflict of Commitment and Outside Activities of Health Sciences Compensation Plan Participants (APM 671)
  • December 12, 2019, Memo on Conflict of Commitment and Outside Activities of Faculty Members APM-671
  • January 24, 2020, Memo on Conflict of Commitment and Outside Activities of Faculty Members (APM-025)
  • March 03, 2020, Memo on Submitting Research Proposals through the National Bureau of Economic Research
    • UCLA-NBER Streamlined Request for Approval to Submit a Proposal for Research Support through NBER

Conflict of Interest

  • UCLA Policy 150: Conflict of Interest
  • UC Compendium of Specialized University Policies, Guidelines, and Regulations Related to Conflict of Interest
  • Financial Conflicts of Interest in Research: Statement of Principles
  • University of California Staff Policy PPSM-82: Conflict of Interest
  • UC Health Care Vendor Relations Policy
    • Frequently Asked Questions Regarding the UC Health Care Vendor Relations Policy
  • UCLA Purchasing – Conflict of Interest: Employee-Vendor Relationships
  • UCLA OHRPP Investigator Financial Conflict of Interest Guidance
  • The Disqualification Rule of the Political Reform Act – Memo from the UC Office of General Counsel (August 2015)
  • How to Spot Conflicts of Interest (COI) Issues Related to New/Affiliated Entities – Memo from the UC Office of General Counsel (July 2013)
  • UC Policy on the Requirements to Submit Proposals and Receive Awards through the University
    • Delegation of Authority – Exceptions to Requirement to Submit Proposals to Receive Awards for Grants and Contracts through the University
  • Leaving the University Post-Employment & Revolving Door Guidance
  • Acceptance of Personal Gifts and Gratuities by Employees Under California’s Political Reform Act (May 2017)

Faculty Consulting

  • UCLA Guide to Faculty Consulting Activities and Consulting Agreements

Human Subjects

  • Disclosure of Possible Conflict of Interest to Human Research Subjects, Memo from Executive Vice Chancellor Wyatt R. Hume (April 20, 1999)
  • UC RPAC Operating Guidance Memo 11-04: Financial Interest Disclosure in the Research Consent Form (June 1, 2011)
  • University Policy on Acceptance of Gifts and Gratuities, memo from Executive Vice Chancellor Daniel Neuman (March 12, 2004)
  • RPAC-17-04: Standard language in Research Informed Consent Forms for Research in which biospecimens and/or information derived from biospecimens are obtained from research participants: commercial rights and research interests

Industry Relations

  • UC Guidelines on University-Industry Relationships
  • UCLA FAQ and Guide for Faculty Entrepreneurs
  • UCLA SBIR/STTR FAQ and Guide
  • David Geffen School of Medicine Industry Relationship Guidelines
    • Frequently Asked Questions Regarding the David Geffen School of Medicine Industry Relationship Guidelines
  • David Geffen School of Medicine Guidance on Outside Income and the Compensation Plans
  • Legal Primer on Joint Relationships between the University and Private Entities

Institutional Conflicts of Interest

  • UC RPAC Operating Guidance Memo 11-05: Summary Statement of Principles and Policies on Institutional Conflict of Interest in Research (June 1, 2011)

Physicians Payment Sunshine Act

  • Memo to UCLA on Physician Payment Sunshine Act
  • UC RPAC Operating Guidance Memo 13-05: Physician Payment Sunshine Act/NPI Registry

UCLA Conflict of Interest Task Force Reports

  • UCLA Task Force Report on Managing Potential Conflicts of Interests Arising from the Licensing of the Technology
  • UCLA Taskforce Report on Conflict of Interest in Clinical Research

Visiting Scholars and Scientists

  • UCLA Policy on Visiting Scholars and Other Visitors (APM 430)
  • Visiting Scholars (Interim Policy) – Appendix 39 to the UCLA CALL

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